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01.
Name
Mike Schultz
02.
Role
Principal - Corporate Governance and Securities
03.
Expertise
03.
Expertise
Board Governance and Resolutions, Contract Negotiations and Management, Corporate Governance, Corporate Secretarial Operations, Corporate Sustainability Roadmaps, Cross-functional Team Leadership, Due Diligence Management, Equity Compensation Structures, ESG Legal Strategy, M&A Legal Counsel, Risk Assessment and Management, SaaS and Licensing Agreements, Securities Law Compliance and Disclosure, SOC Reporting.
About me
Mike is an experienced attorney specializing in corporate governance, securities law reporting and compliance, and ESG legal strategy. He has advised both publicly-traded and global organizations, overseeing SEC (NASDAQ/NYSE) filings, executing M&A transactions, and crafting dynamic policies that keep up with the ever-changing regulatory landscape.
With ample experience advising on equity compensation, sustainability practices, and high-level contract negotiation, Mike has a proven track record in guiding cross-departmental teams, mitigating legal risks, and driving innovation. By collaborating closely with finance, HR, and development teams, he ensures that legal strategies align with business objectives, fostering effective, compliant, and sustainable growth in complex regulatory environments.
EXPERIENCE
Securities Law Compliance and Disclosure, NASDAQ Rules, SOC Reporting, Corporate Sustainability Reporting Directive (CSRD) and ESG Regulations, M&A Legal Counsel, SaaS and Licensing Agreements
FOCUS AREAS
Corporate Governance, Securities Law Reporting and Compliance
INDUSTRIES
Biotech, Health, Manufacturing, Technology
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